Expertise

Compliance Audit Consulting

Compliance is a central concern of management companies. Whether before the entry into force of a new regulation or the launch of new products, before an evolution of their activity or even within the framework of their monitoring and control, management companies need to ensure the conformity of their organizations, processes or information systems.

Performing a compliance audit allows management and business teams to get a picture of the current situation, assess the gap separating them from standards and best practices and identify risks (operational or regulatory) associated. The compliance audit can, as such, be preventive but also give rise to remediation plans. They also demonstrate the goodwill of management companies towards regulators.

In support of general management and / or business lines, Périclès Group has developed methodological know-how for conducting compliance audits on organizations, processes, outsourced functions but also on the information system of management companies.

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